Central Ohio Compliance Association
MEETING INFORMATION
Please Join Us for the
1st Quarter 2012 Meeting
The 1st quarter COCA meeting will be held at the KPMG Office on Wednesday March 7th from 11:00am-1:00pm.
Our speakers will be George Stevens and Jim Pierson from Beacon Hill Fund Services. The topic is “Investment Adviser and Broker-Dealer Due Diligence". We will also have a “Hot Topics” discussion.
Please RSVP to Christy Baker, cbaker@b-hill.com, by Friday March 2nd.
For directions to the KMPG office, please see the attached document. There is no receptionist but there is a buzzer in the 5th floor elevator lobby to gain access into the office. Please identify yourself as attending the COCA meeting. There should be someone in the lobby area to let people in and to direct them to the conference room.
Meeting Sponsors
The COCA is always looking for firms to sponsor our quarterly meetings. If you are interested in sponsoring an upcoming meeting please email info@cocacompliance.com.
Meeting Materials
November 10, 2011 Meeting Materials
May 18, 2011 Meeting Materials
November 3, 2010 Meeting Materials
May 20, 2010 Meeting Materials
March 4, 2010 Meeting Materials
